Annual Technical Report 2009 on Trademark Information Activities submitted by Japan (CWS/ATR/TM/2009/JP)

Where URLs are requested below, it is preferred that either URLs which are likely to remain stable over time (three years or more) are provided, or home (main) page URLs are provided with a short explanation of how to access the corresponding information.

I. Evolution of registration activities

Changes experienced in terms of application filings and registrations with respect to the previous year

In 2009, the number of applications was 110,841 (down 7.0% from the previous year) and the number of registrations was 108,717 (up 8.5% from the previous year).

Trends or areas experiencing rapid changes with respect to the previous year

The number of trademark applications in 2009 decreased by 7.0% to 110,841 compared with the previous year. The number of international trademark applications1) in 2009 also decreased by 15.5% to 10,641 compared with the previous year. This was the first-time decrease since the accession to the Treaty. The current worldwide recession may be a factor to the decrease. Not only that, it is also expected that necessary trademark applications were carefully selected. It is necessary to continue to monitor the application trend.

URLs of web pages of the Office’s website that provide statistics related to trademarks

http://www.jpo.go.jp/cgi/linke.cgi?url=/shiryou_e/toushin_e/kenkyukai_e/annual_report2009.htm

II. Matters concerning the generation, reproduction, and distribution of secondary sources of trademark information, i.e., trademark gazettes

Publishing, printing, copying techniques

The Japan Patent Office (hereinafter referred to as the “JPO”) published the following trademark documents in 2009.
- Published Registered Trademarks: 99,572 issues
- Published Reclassification on Registered Trademarks: 32,068 issues
- Published Unexamined Trademark Applications: 99,439 issues
- Published International Trademark Applications: 11,106 issues
- Published Registered International Trademarks: 10,345 issues
- Decision on Appeal/Trial in Trademark: 3,513 issues

Main types of announcements of the Office in the field of trademark information

Nothing in particular.

Mass storage media and microforms used

Since January 2000, the JPO has been accepting on-line trademark applications (electronic applications). The JPO electronically edits the collected data acquired from electronic applications or electronic conversion of paper-based applications and compiles them and publishes the Trademark Gazettes.

The Trademark Gazette contains mixed-mode type data, composed of text data and image data, thus text search using only text data is available.

a) Published Unexamined / International Trademark Applications

Since February 2000, the JPO has been issuing Published Unexamined / International Trademark Applications in the form of CD-ROMs which include Published Unexamined Trademark Applications, Published International Trademark Applications and Published Registered International Trademarks.

A single-volume of Unexamined / International Trademark Gazette contains a total of about 2,700 issues and they were issued 49 times in 2009.

Published Unexamined Trademark Applications enables a search using 8 items as search keys, including application number, goods and/or service classification and designated goods and/or services. Published International Trademark Applications enables a search using 7 items as search keys, including international registration number, Vienna classification, and priority number. Published Registered International Trademarks enables a search using 14 items as search keys, including international registration number, classification of goods and/or services, translation of classification of goods and/or services and classification of similar-group.

b) Published Registered Trademarks and Reclassification on Registered Trademarks:

Since January 2000, the JPO has been issuing Published Registered Trademarks and Reclassification on Registered Trademarks in the form of CD-ROMs which include Published Registered Trademarks and Reclassification on Registered Trademarks.

By the Trademark Law revision in 1996, a scheme was introduced to reclassify and re-register designated goods of trademarks registered before March 31, 1992 in accordance with the goods and services classification in force at the time of the submission of a reclassification registration application. The JPO has been publishing Published Reclassification on Registered Trademarks, containing the trademarks that were thus re-classified and re-registered.

A single-volume Published Registered Trademarks and Reclassification on Registered Trademarks contains a total of about 2,700 issues and they were issued 49 times in 2009.

Published Registered Trademarks enables a search using 16 items as search keys, including registration number, goods and/or services classification, designated goods and/or services, and appeal/trial number. Published Reclassification on Registered Trademarks enables a search using 13 items as search keys, including goods classification before reclassification, designated goods before reclassification, goods classification after reclassification, and designated goods after reclassification.

The JPO has been providing viewer software free of charge for viewing the Trademark Gazette. The software is also operable on Windows English version so that it can be used in overseas Patent Offices.

Word processing and office automation

Refer to the third section of paragraph II.

Techniques used for the generation of trademark information (printing, recording, photocomposing, etc.)

Nothing in particular.

URLs of web pages of the Office’s website that provide access to online trademark gazettes and to other sources of trademark information, including download of bulk trademark data

The following URL provides the public access to webpage that include information on Trademark:.
http://www.publication.jpo.go.jp/utility/do/usr/topmenu?lang=e (Official Publication via the internet)
http://www.ipdl.inpit.go.jp/homepg_e.ipdl (Industrial Property Digital Library (hereinafter referred to as the "IPDL")).
http://www.ipdl.inpit.go.jp/Syouhyou/syouhyou.htm(the IPDL in Japanese)

III. Matters concerning classifying, reclassifying and indexing of trademark information

Classification and reclassification activities; Classification systems used, e.g., International Classification of Goods and Services for the Purposes of the Registration of Marks (Nice Classification), International Classification of the Figurative Elements of Marks (Vienna Classification), other classification (please indicate whether goods and services for the registration of marks and whether the figurative elements of marks are classified by your Office and, if so, which classification(s) is (are) used)

a) Nice International Classification

The JPO adopted the 6th edition of the Nice Classification in April 1992, the 7th edition of the Nice Classification on January 1, 1997, the 8th edition on January 1, 2002 and the 9th edition of the Nice Classification on January 1, 2007. Since April 1, 1998, a “consolidation of classification” scheme has been implemented in order to reclassify the trademarks registered under the old Japanese classification and to reregister them in accordance with the Nice Classification.

b) Vienna classification
The JPO had adopted its own figure classification as a classification of figurative element of mark. To use the Vienna classification accepted as an international classification, the JPO investigated the comparison relationship between own figure classification and Vienna classification from April 1999 to March 2000.

As a result, the segmentalized Vienna classification was created, which is a segmentalized figure classification of the Vienna classification (5th edition) according to the current situation of Japan.

Then, the segmentalized Vienna classification codes which were corresponding to registered trademarks and pending trademarks were accumulated as search keys in the database from April 2001 to March 2004. Figure examination using the segmentalized Vienna classification has been implemented since April 2004.

Use of electronic classification systems to check the classification symbols furnished by an applicant and which are contained in the lists of goods and/or services

Class and indications of goods/services described in filing documents submitted by an applicant are checked by electronically verifying with indications of goods/services classified according to classes of the Nice classification recorded in the JPO’s computing system.

Obligation for applicants to use pre-defined terms of the classification applied

Nothing in particular.

Bibliographic data and processing

Classification of goods/services may be retrieved by the database of goods/services adopted by the JPO in the past. The same database is used for checking the classification of goods/services described in filing documents.

Codes of figure classification are accumulated in the data of all registered trademarks and pending trademarks which have figurative elements and are used as search keys for examination of figure trademarks.

IV. Trademark manual search file establishment and upkeep

File Building

Nothing in particular.

Updating

Nothing in particular.

Storage, including mass storage media

Nothing in particular.

Documentation from other offices maintained and/or considered part of the available search file

Nothing in particular.

V. Activities in the field of computerized trademark search systems

In-house systems (online/offline)

The JPO has been electronically storing trademark applications and examination-related documents for trademark examination. At the end of fiscal year 2008, trademark-related data for about 4 million documents had been accumulated.
(a) On-line trademark retrieval system
On-line trademark search system comprises of phonetic search, character string search, and well-known / famous trademarks search. The phonetic search performs a similar trademark search by the use of sound (calling) generated from trademark and similarity group codes (which represent similarity between the goods and/or services that are estimated to be identical or have a similarity between each other), as search keys.

The character string search using character strings composing a trademark began in 2000. With this system, a “trademark for indication (text)” which represents the mode of trademark is produced from the application trademark (image) composed of characters, from which a “trademark for search” is automatically produced to be stored in the database for search to enable string search based on it.

In order to protect well-known/famous trademark, a well-known/famous trademark database was constructed and the search system thereof was put into operation in March 2001.

(b) Figurative trademark examination system
For the figure trademark search system, unique Japanese figure terms and similarity group codes were used as search keys, however since March 2004 a figure examination system using the subdivided Vienna Classification (version 5) has been used instead.

(c) Search System for Appeal/Trial and Court Decision (J-term search system)
Appeal/trial and court decisions are accumulated in the form of electronic data with a search index, called “J-term”, and searching and screening for the appropriate appeal/trial and court decisions are conducted by using “J-term”.

In addition, a full-text search service is available for appeal/trial and court decisions issued after January 2000.

External databases

External data such as telephone directories and press articles are used for examination purposes.

Administrative management systems (e.g., register, legal status, statistics and administrative support)

A paperless trademark electronic application and trademark system was introduced in January 2000. Administrative work and examination processing systems based on electronic data was constructed, and all work including filing, formality and substantive examination, sending, registration, gazette issuing, viewing, and certification request are processed electronically. Thus a remarkable improvement has been achieved in terms of operational efficiency, substantiating application and case management and so forth.

Furthermore, with the implementation of the real-time trademark search function, and a trademark examination scheme that actively takes advantage of data in electric form, resulting in the downsizing of the search system, cost efficiency has been also improved. Of all the trademark applications filed in 2009, 81% was via online. On the other hand, on joining the Madrid Agreement and the Protocol, a Madrid Protocol system was developed, and put into operation in March 2000.

For international registration application (an application filed at member states) and for international trademark registration application (an application requesting the protection that specifies Japan as one of the member states or as an added member state after filing the original application), the Madrid protocol system performs information management, such as various notifications, ad interim documents and decisions, as well as time and progress management. Moreover, the registration of application for international trademark registration application is controlled using the electronic register, thus the registration can be referred to online. An examination system for the examination of international trademark registration application was constructed, and an electronic transmission system to the International Bureau was introduced in April 2005.

Please note that the JPO’s system is a comprehensive system and that the trademark system is a part of this comprehensive system. Thus for the overall system, please refer to the “Annual Technical Report on Patent Information Activities”.

Equipment used (hardware, including the types of terminal and network used, and software), carriers used

Please refer to the "Annual Technical Report on Patent Information Activities".

VI. Administration of trademark information products and services available to the public (relating to facilities, e.g., for lodging applications, registering trademarks, assisting clients with search procedures, obtaining official publications and registry extracts)

Planning, administration, automation, security

The JPO Library, as a branch library of the National Diet Library, is located on the first basement of the JPO office building, and is operated in the following manner:.
1. Users
- JPO staff and general users

2 Open
- 9:30 to 18:00

Collection management, preservation

The books are labeled and stored with a storage number and classification data, and the bibliographic information is inputted in the library system constructing a database for the books.

Information services available to the public (including computerized services and search files contained in libraries remote from your Office and trademark information posted by your Office on the World Wide Web)

a) Providing industrial property (IP) rights information via the Internet
The JPO has been providing the IPDL service since March 1999. This service is accessible through the Internet and covers 77.7 million items of IP information by using document number and/or classification as search keys. In October 2004, this service was transferred to and has been operated since by the National Center for Industrial Property Information and Training (hereinafter referred to as the “INPIT”).

The main services relating to trademark information provided by the JPO are as follows:

(1) Simplified search for beginners (trademark)
This search method is for beginners who are not familiar with IP information. Pending or registered trademarks can be searched by a keyword search or by the document number. In addition, the retrieval service by simple string of term (reading) in text trademarks has started since March 2010.

(2) Trademark Gazette database search
Trademark Gazettes published in and after 1885 can be searched by using the document number.

(3) Search by trademark document number
Various trademark gazettes published after 1964 can be searched by using the number of each gazette.

(4) Trademark application/registration information retrieval
It is possible to search bibliographic items/status information/trademarks, etc. in line with pending trademarks and registered trademarks by retrieval based on text trademark or document number, date and applicant’s name. The English version of this service is also provided. The retrieval service by simple string of term (reading) in text trademarks has started since October 2009.

(5) Term retrieval
It is possible to retrieve bibliographic items/status information, etc. in line with trademarks including pending characters and registered characters by term (reading) of trademark. OR search of terms has been made possible by increasing the number of entry fields of terms to two since October 2009

(6) Figure trademark search
It is possible to retrieve bibliographic items/status information, etc. in line with pending figure trademarks and registered figure trademarks by the segmentalized Vienna classification. The English version of this service is also provided. OR search of the Vienna figure classification has been made possible by increasing the number of entry fields of the Vienna figure classification to three since March 2010.

(7) List of Vienna Classification of Figure
Starting from April 2004, the Subsection Table of the Vienna Classification of Figurative Elements of Marks (the 2nd edition prepared in accordance with the fifth edition of the Vienna Classification) can be referred to. The English version of this service is available.

(8) List of Goods and services
Goods and services, classification, designated goods and/or services, similar group codes, etc. based on the 8th and 9th edition of the Nice Classification can be searched and referenced. The English version is also provided.

(9) International Classification of Goods and Services
International Classification of Goods and Services on the Nice Agreement (8th edition and 9th edition) together with similar-group codes can be referred to.

(10) Japanese well-known/famous trademark retrieval
It is possible to retrieval trademarks registered as a defensive mark and registered trademarks accredited as a well-known/famous trademark in a decisions on opposition, an appeal/trial decisions or court decisions. The English version is also provided.

(11) Unregisterable trademark search
Unregisterable trademarks can be searched by using the item (resding).

In addition, as related information, the status information (for those filed in and after 1990) on applications, registrations and appeal/trial decisions, are also provided.

b) Providing JPO data
In March 1999, the JPO began providing bibliographical and progress information of the JPO to external users by organizing and converting it into a standardized format with better usability. Furthermore, the service was transferred to the INPIT in October 2004, and the service is being provided to the external users once every two weeks.

c) Reference to trademark gazettes, etc.
The INPIT has provided 57 devices for search purposes in the gazette access room on the second floor of the JPO office building allowing free public access to the “IPDL Service,” “CD-ROM”, etc.

Concurrently, in seven locations (Sapporo, Sendai, Nagoya, Osaka, Takamatsu, Fukuoka, and Naha), similar devices are being provided to offer search services. In 2009, the number of users of the above services was about 27,000.

d) Reference to examination and trial documents
The INPIT is collecting various technical documents (books, etc.), which are used in the examinations and trials by the JPO, widely from inside and outside of Japan and making them available to the public.

e) Intellectual Property Center
59 Intellectual Property Centers nationwide are widely implementing support operations for users including regional companies and applicants etc. They are giving advice to the users, providing them with guidance in regards to the retrieval methods of patent information, etc. in accordance to their purposes, regularly conducting workshops and preparing booklets relating to the retrieval methods of patent information etc.

URLs of web pages of the Office's website for electronic filing of trademark applications

The INPIT has developed software for electronic application, enabling administrative procedures such as the filing of applications for patents, utility models, trademarks and industrial designs, appealing for trials and payment of the annual fees, to be conducted online. The software can be downloaded for free at: http://www.inpit.go.jp/pcinfo/index.html

URLs of web pages of the Office’s website that provide information on business procedures such as: filing, publication, examination and registration procedures related to trademarks; opposition and appeal procedures related to trademarks; etc.

http://www.jpo.go.jp/tetuzuki_e/t_gaiyo_e/tr_right.htm

URLs of web pages of the Office’s website that provide a description of information products and services offered by the Office (e.g., trademark search service(s) and trademark databases), as well as information on how to access and utilize them

Same as II. 6. above.

VII. Matters concerning mutual exchange of trademark documentation and information

International or regional cooperation in the exchange of trademark information, e.g., in the form of official gazettes

The JPO mutually exchanges information with 60 countries and 67 places (including international organizations) and sends CD-ROM trademark gazettes, trademark reclassification registration gazette, publication of unexamined trademark applications and international trademark gazettes to 18 places among them.

Exchange of machine-readable information

CD-ROMs of "Published Registered Trademark and Reclassification on Registered Trademark" have been sent since January 2000, and those of "Published Unexamined / International Trademark Applications" since February 2000.

VIII. Matters concerning education and training, including technical assistance to developing countries (please indicate URLs of web pages of the Office’s website wherever appropriate)

Promotional activities (seminars, exhibitions, visits, advertising, etc.)

a) IPDL training seminars for beginners
Training seminars of trademark search using Industrial Property Digital Library (IPDL) were held on public holidays for beginners of industrial property right search from individuals and SMEs (8 times in 6 major cities nationwide in FY2009). IPDL has been managed at the National Center for Industrial Property Information and Training (INPIT) since October 2004 (Trainings have been held since FY2006).

b) Patent Information Advisors
In order to realize the effective use of IP information amongst SMEs and universities/research institutions, the INPIT dispatches Patent Information Advisors to domestic local government units to provide instructions on how to search for IP information, and consultation services on how to utilize such information, as well as to hold workshops in response to various requests regarding IP information.

The URL providing information on the PI Advisors: http://www.ryutu.inpit.go.jp/en/ptpadv/

Training courses for national and foreign participants

See previous/next items

Assistance to developing countries (sending consultants and experts, receiving trainees from developing countries, etc.)

a) Activities/cooperation utilizing optional contributions (Japan Funds-in-Trust) for WIPO
(1) Holding of forum
- WIPO High Level Forum 2010 in Tokyo
The WIPO High Level Forum on the Global Intellectual Property Infrastructure for Promotion for Innovation was held in March 2010 in Tokyo. Information on the importance of information technology infrastructure was shared among participating countries. Over one hundred heads and/or senior officials of the intellectual property offices from about fifty developing countries in the region such as Asia-Pacific, Africa and Latin America participated in the forum. As details of the forum, please see the URL below:
http://www.jpo.go.jp/cgi/linke.cgi?url=/torikumi_e/kokusai_e/wipo_haireberu_kekka.htm

(2) Training for government officials
Training related to informatization was provided for two weeks in Japan under the cooperation with WIPO.
http://www.training.iprsupport-jpo.jp/en/

(3) Projects for Digitization of IP documentation
The projects to support digitization of IP documents in the Asia-Pacific region utilizing the Japan Funds-in-Trust have been implemented. The project in the Philippines has completed in May 2009.

b) Cooperation using other organizations for developing countries
(1) Dispatch of experts
One JPO staff was dispatched to the Directorate General of Intellectual Property Rights (DGIPR) as of May 2010 as a long-term expert under the scheme of the Japan International Cooperation Agency (JICA).

(2) Modernization of intellectual property right operations
The following operations are implemented for Vietnam and Indonesia as a JICA's technical cooperation project

"The modernization project of Vietnamese industrial property right operations" was implemented from April 2000 to June 2004 for the National Office of Intellectual Property of Vietnam to develop human resource through the construction of business processing system related to industrial property rights. "The utilization project of information on Vietnamese intellectual property right" was implemented from January 2005 to March 2009 to construct the search system and the information provision system in order to realize the modernization of industrial property right operations and to develop human resource through those systems. In June 2008, one JPO staff was dispatched for each project for providing instruction/advice on the JP information system update plan. In addition, the seminar was held in Vietnam to broadly appeal the utilization of each system as an achievement of the projects in March 2009.

The JPO supported the construction of Industrial Property Digital Library (IPDL) as a progress of IT of intellectual property administration for the Directorate General of Intellectual Property Rights (DGIPR) under the JICA development investigation scheme from June 2005 to March 2007. The phase II of the "Indonesia Industrial Property Right Administration Improvement Project" was implemented from July 2007 to June 2010. In the project, two experts from the JPO were dispatched in October 2009 in order to investigate a status of DGIPR's informatization and feasibility of E-filing /E-inspection of application for giving technical instructions and advice.

(3) Training for government officials
The JPO accepted the total of eight counterparts of JICA specialists from Indonesia and Malaysia where JPO staff have been dispatched for a long term and gave training by each specialized field through lectures and on-site inspections with regard to the experiences in the past and a current situation of the Japanese intellectual property field.
JPO official website related to this paragraph
http://www.jpo.go.jp/torikumi_e/kokusai_e/ipcoop_asia-pacific_e09.htm

IX. Other general information related to the Office that is available on the Internet -- URLs of web pages of the Office’s website that:

provide information on legislation related to trademarks

http://www.cas.go.jp/jp/seisaku/hourei/data/TA.pdf

contain the Annual Report of the Office

http://www.jpo.go.jp/index_e/reference_room.html

if necessary, provide further information related to the topics referred to in the current ATR

Nothing in particular.

provide open source codes related to trademark information systems

Nothing in particular.

contain trademark-related news regarding the Office

http://www.jpo.go.jp/index.htm

X. Other relevant matters

Nothing in particular.